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Sunday, April 5, 2015

The Wall Street Journal: Merrill doesn’t hesitate to ax big producers, sending message



MarketWatch.com - Financial Services Industry News http://ift.tt/1Fcv6pu Merrill Lynch is shaking up the ranks of its 14,000 brokers with what appears to be a zero-tolerance message about breaking key company rules. The new, tougher approach is seen largely as a response to increased scrutiny from regulators and heightened oversight by the brokerage itself.


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